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5 results for “Exchange Act”
SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment
The SEC granted temporary, conditional exemption to Tokenized Securities Venues (TSVs) from the legal definition of 'exchange' under the Exchange Act, enabling them to trade tokenized National Market System (NMS) stocks while soliciting public comment on long-term regulatory treatment.
Sep 18, 2026
SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process
The SEC proposed rescinding Rule 14a-8 — the shareholder proposal rule — asserting it exceeds federal statutory authority and improperly encroaches on state corporate law.
Sep 16, 2026
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
The SEC proposed adding EU debt obligations to a list of foreign government debt exempt from certain registration requirements under the Exchange Act, expanding access to EU sovereign debt for U.S. investors.
Aug 28, 2026
Wise Group plc Sued for Securities Law Violations - Contact the DJS Law Group to Discuss Your Rights - WSE
A class action lawsuit has been filed against Wise Group plc alleging securities law violations related to misrepresentations or omissions in disclosures affecting investor decisions.
Aug 3, 2026
Crypto Derivatives Exchange BitMEX to Wind Down Operations
BitMEX, a crypto derivatives exchange, announced it will fully wind down operations following an internal strategic assessment amid shifting conditions in the digital asset sector.
Jul 23, 2026