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Source Crowdfund Insider crowdfundinsider.com Media Center
August 5, 2026 ai_technology fintech

CFTC Orders UBS Financial Services to Pay $8 Million Over Shortcomings in Anti-Money Laundering Oversight

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Overview

On August 3, 2026, the Commodity Futures Trading Commission (CFTC) announced that it had filed and settled charges against UBS Financial Services Inc. (NYSE:UBS), a registered futures commission merchant. The action centered on the firm’s failure to properly oversee the setup and functioning of systems used... Read More

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