SEC Clears Path for UBS Crisis Resolution Plans
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A division of the Securities and Exchange Commission told UBS Group Wednesday (July 8) that it will not recommend that the regulator undertake enforcement action against an exchange of securities ordered by the Swiss Financial Market Supervisory Authority (FINMA). The SEC’s Division of Corporation Finance said this in a letter written in response to an […] The post SEC Clears Path for UBS Crisis Resolution Plans appeared first on PYMNTS.com.
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