SEC Appoints John Moses as Director of the Office of Investor Education and Assistance

Summary

The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build their financial futures and protect against investment…

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• SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
• SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses
• SEC Charges 21 Individuals With Alleged Wide-Reaching Insider Trading Scheme
• SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions
• SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
• SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination